Clement Chiang

Employer firm

Transamerica Financial Advisors, LLC CRD 16164

$2.11B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Wfg
  Fremont, CA
• 01/2012 → Present
  Transamerica Financial Advisors, Inc
  Fremont, CA
• 02/2012 → Present
  Ashape Consulting, Inc
  Mountain View, CA
• 05/2013 → Present
  Matrix Insurance Agency
  Santa Clara, CA
• 11/2011 → 02/2021
  Clement And Ruxi Foundation
  Fremont, CA
• 08/2015 → Present
  Mission Peak Investment Group Llc
  Fremont, CA

Previous Registrations

• 2010-02-03 → 2012-01-06
  Investment Advisors International, Inc.
  Mountain View, CA
  Sunnyvale, CA

Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. MATRIX INSURANCE AGENCY; NON-INVESTMENT RELATED; 4655 OLD IRONSIDES DR, SANTA CLARA, CA 95054; REFER CLIENT IF CLIENT HAVE NEED FOR HEALTH/FIRE INSURANCE 1 CLIENT PER YEAR. NOT MAIN BUSINESS BUT ON DEMAND BASED; ASSOCIATE; 5/9/2013; 12 HOURS/MONTH; REFERRAL CLIENT FOR HEALTH INSURANCE NEED ASHAPE CONSULTING, INC/NO/883 N Shorline Blvd Suite B200 Mountain View California 94043/2/15/2012/Owner/Duty involve managing/supervise administration and accounting/The hour spend in this OBA is minimum (~2 hours/week). The major business operations are done in WFG/TFA. This OBA only do business administrating, book keeping as well as accounting MISSION PEAK INVESTMENT GROUP, LLC; 08/14/2015; NOT RELATED; PRESIDENT;39210 STATE STREET, SUITE 211E; FREMONT, CA 94538; 7 HRS/MO; 0 TRADING; ADMIN HELPS OF THE DAILY WORK.

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-31
• S63 Uniform Securities Agent State Law Examination
  2004-02-26