Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-04-05 |
| IN | RA | APPROVED | 2011-02-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Indianapolis | IN | 08/2010 | Present |
I*3163354 Entity Type: Entity For Profit Name of OBA: Coco's Cute Things, LLC Address: Carmel, Indiana, 46033 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 12/01/2025 Number of Hours: 10, Weekly Number of Hours during trading: 0, Weekly Duties: Establishing a retail gift shop to help support my parents help my parents manage the business and pay bills, etc
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 2006-03-27 |
Reach out to this advisor