Brian Stephen Dumont

Current Employers

Employment History

• 09/2008 → 12/2017
  Cambridge Investment Research Inc.
  Fairfield, IA
• 09/2008 → Present
  Dumont Financial Llc
  New York, NY
• 12/2017 → Present
  Efficient Wealth Partners Llc
  New York, NY
• 02/2021 → Present
  Gondola Insurtech Corp Dba Gondola Life
  New York, NY
• 04/2024 → Present
  Sand Pond Association Llc
  Sanford, ME

Other Businesses

(1) Brian Stephen Dumont is the CEO, CCO, and an active agent servicing client insurance needs through Dumont Financial LLC. He offers Life insurance, disability insurance, long term care insurance and health insurance. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. (2)Efficient Wealth Partners LLC dba Dumont Wealth always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of Efficient Wealth Partners LLC dba Dumont Wealth in their capacity as a licensed insurance agent. 20 hour a month is devoted to this activity during trading hours. 30 hours a month are devoted to this activity outside of trading hours. 70% of his yearly income is derived from this activity. (3) Brian Stephen Dumont is a Trustee of the NYC Chapter Board for the New York League of Conservation Voters This is an environmental political group that promotes green policies and governing in NYC and NYS. They rate candidates, support them or not, and support green legislation. His responsibilities include overseeing the NYC Chapter organization; fundraising and contributing to the organization and its mission. One hour a month is devoted to this activity during trading hours. Two hours a month are devoted to this activity outside of trading hours. He receives no yearly compensation from this activity. One hour a month is devoted to this activity during trading hours. One hour a month are devoted to this activity outside of trading hours. He receives no yearly compensation from this activity. (4) Brian Stephen Dumont is the Co-Founder, President and CEO of an InsurTech startup called Gondola InsurTech Corp, DBA Gondola (website: MySafeTank.com) an insurance agency & technology company founded in 2021. Gondola offers financial & insurance advice related to retail consumer life insurance and other lines of insurance. Gondola is a privately held company. Brian's responsibilities include overseeing the creation of the platform, marketing, a licensed agency, and overall management of the entity. He receives direct compensation from this activity and spends about 40 hours per month, 20 during trading hours in this business. (5) Sand Pond Association LLC; NO; Sanford, ME; Non-profit Lake Association for Environment Protection; Owner & Member; 04/2024; 8/ HRS MO; 0/ HR MO; this is an association dedicated to the preservation and protection of Sand Pond and it's environment.

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-04-25
• S63 Uniform Securities Agent State Law Examination
  2004-01-30

Other Names

• Brian Dumont