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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-09-02
NY RA APPROVED 2021-05-09
NJ RA APPROVED 2017-10-24
  • TX RA
    APPROVED_RES
    Since 2021-09-02
  • NY RA
    APPROVED
    Since 2021-05-09
  • NJ RA
    APPROVED
    Since 2017-10-24

Branch Locations

22 Corporate Woods Boulevard 4Th Floor, Albany, NY 12211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Ayco Company, L.P./Mercer Allied Latham NY 11/2015 04/2017
Janney Montgomery Scott Llc Saratoga Springs NY 09/2017 03/2018
Not Employed Schenectady NY 04/2017 09/2017
Janney Montgomery Scott Llc Albany NY 03/2018 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-23
S63 Uniform Securities Agent State Law Examination 2004-11-20
  • S65 Uniform Investment Adviser Law Examination
    2017-10-23
  • S63 Uniform Securities Agent State Law Examination
    2004-11-20

View on SEC IAPD

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