John Peter Aiello

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
DE	RA	APPROVED	2026-05-15
DC	RA	APPROVED	2024-10-22
NY	RA	APPROVED	2021-07-09
MA	RA	APPROVED	2020-10-19
NC	RA	APPROVED	2020-04-24
TX	RA	APPROVED_RES	2020-04-09
MD	RA	APPROVED	2020-03-11
GA	RA	APPROVED	2020-03-10
MI	RA	APPROVED	2019-08-12
FL	RA	APPROVED	2018-10-25
NJ	RA	APPROVED	2013-09-20

DE RA
APPROVED

Since 2026-05-15
DC RA
APPROVED

Since 2024-10-22
NY RA
APPROVED

Since 2021-07-09
MA RA
APPROVED

Since 2020-10-19
NC RA
APPROVED

Since 2020-04-24
TX RA
APPROVED_RES

Since 2020-04-09
MD RA
APPROVED

Since 2020-03-11
GA RA
APPROVED

Since 2020-03-10
MI RA
APPROVED

Since 2019-08-12
FL RA
APPROVED

Since 2018-10-25
NJ RA
APPROVED

Since 2013-09-20

Branch Locations

Staten Island, NY • United States

6702 Bay Parkway, Brooklyn, NY 11204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	Brooklyn	NY	01/2011	10/2018
Hsbc Bank Usa, National Association	Brooklyn	NY	10/2018	Present
Hsbc Securities Usa, Inc.	Brooklyn	NY	10/2018	Present

01/2011 → 10/2018

Hsbc Bank Usa, N.A.

Brooklyn, NY
10/2018 → Present

Hsbc Bank Usa, National Association

Brooklyn, NY
10/2018 → Present

Hsbc Securities Usa, Inc.

Brooklyn, NY

Other Businesses

1. The name of the other business: 1578 Woodrow Road Staten Island NY 10309 2. Whether the business is investment-related: Investment Property 3. The address of the other business:1578 Woodrow Road Staten Island NY 10309 4. The nature of the other business: Investment Property 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Owner of property 8. The start date of your relationship : 03/25/2019 9. The approximate number of hours/month you devote to the other business:3 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Owner of property 1. The name of the other business: Aiello Properties LLC 2. Whether the business is investment-related: Investment Property 3. The address of the other business: 320 Bethel Ave Staten Island New York 10307 4. The nature of the other business: Aiello Properties LLC is for future investment property purchase 5. Your position: Owner 6. Title: Owner 7. Relationship with the other business: Owner of business 8. The start date of your relationship : 01/03/2022 9. The approximate number of hours/month you devote to the other business: 1 10. The number of hours you devote to the other business during securities trading hours: 0 11. Briefly describe your duties relating to the other business: Owner of property Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-09-19
S63	Uniform Securities Agent State Law Examination	2004-02-09

S65 Uniform Investment Adviser Law Examination

2013-09-19
S63 Uniform Securities Agent State Law Examination

2004-02-09

View on SEC IAPD