Kenneth Hideyo Di Fiore

Goldman Sachs Wealth Services, L.P.

Newport Beach, CA

CRD 4736656

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Employer firm

Goldman Sachs Wealth Services, L.p. CRD 106693

$31.7B regulatory AUM 89,850 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers
Periodicals / newsletters
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Goldman Sachs Wealth Services, L.P.

100 Coliseum Drive, Cohoes, NY 12047 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-08-15
TX	RA	APPROVED_RES	2022-01-31
CA	RA	APPROVED	2008-08-04

NC RA
APPROVED

Since 2023-08-15
TX RA
APPROVED_RES

Since 2022-01-31
CA RA
APPROVED

Since 2008-08-04

Branch Locations

4000 Macarthur Blvd 10Th Floor, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Ayco Company, L.P./Mercer Allied	Irvine	CA	08/2007	01/2021
Goldman Sachs & Co. Llc	Irvine	CA	01/2021	Present

08/2007 → 01/2021

The Ayco Company, L.P./Mercer Allied

Irvine, CA
01/2021 → Present

Goldman Sachs & Co. Llc

Irvine, CA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-29
S63	Uniform Securities Agent State Law Examination	2004-01-02

S66 Uniform Combined State Law Examination

2008-07-29
S63 Uniform Securities Agent State Law Examination

2004-01-02

Other Names

Kenneth Difiore
Kenneth Di Fiore
Kenneth Hideyo Difiore

View on SEC IAPD

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