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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-02-18 |
| TX | RA | APPROVED_RES | 2016-03-21 |
| CA | RA | APPROVED | 2016-03-17 |
Branch Locations
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | San Francisco | CA | 03/2016 | Present |
1) David Wong and Daphne Chi / 4435 Da Vinci Avenue Woodland Hills,CA United States 91364 / Sole Proprietorship/ Real Estate / Single family residential rental property / Proprietor / owner / / Joint ownership with spouse / Start Date 12/1/10/ 2)Real Estate/ 851 Boardwalk Place, Redwood City, CA, 94065 US/ investment related?: yes/ Joint ownership with spouse/ start date: 7/28/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-07-31 |
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