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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-05 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
100 Passiac Avenue Suite 310, Fairfield, NJ 07054 • United States
210 Jones St Ste. 104, Dubuque, IA 52001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2022-06-28 |
Branch Locations
600 Parsippany Rd. Suite 206, Parsippany, NJ 07054 • United States
100 Passaic Avenue Suite 310, Fairfield, NJ 07054 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 1St Global Capital Corp. | West Orange | NJ | 02/2005 | 10/2019 |
| 1St Global Advisors, Inc. | West Orange | NJ | 04/2006 | 10/2019 |
| Jeffrey Callahan | Fairfield | NJ | 01/2008 | Present |
| Avantax Advisory Services | Fairfield | NJ | 10/2019 | 09/2025 |
| Avantax Investment Services, Inc. | Fairfield | NJ | 10/2019 | 09/2025 |
| Avantax Planning Partners, Inc. | Fairfield | NJ | 06/2022 | Present |
| Cetera Wealth Services, Llc | Fairfield | NJ | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-29 |
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