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Jeffrey Martin Brown

Wells Fargo Clearing Services, LLC

Tarpon Springs, FL

San Luis Obispo, CA

CRD 4736456

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-09-06
  • CA RA
    APPROVED
    Since 2017-09-06

Branch Locations

101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Mclean VA 10/2001 Present
Wells Fargo Advisors Llc Mclean VA 04/2010 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 Present
  • 10/2001 → Present
    Wells Fargo Bank Na
    Mclean, VA
  • 04/2010 → 11/2016
    Wells Fargo Advisors Llc
    Mclean, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Mclean, VA
Previous Registrations
  • 2010-04-28 → 2016-12-31
    Wells Fargo Clearing Services, Llc
    Mclean, VA
    Charlotte, NC
    Mclean, VA
    San Luis Obispo, CA
    San Luis Obispo, CA
    San Luis Obispo, CA
  • 2004-04-05 → 2010-04-27
    Wells Fargo Investments, Llc
    San Luis Obispo, CA
    San Luis Obispo, CA
    Modesto, CA
    Fresno, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-04-02
  • S66 Uniform Combined State Law Examination
    2004-04-02
Designations
  • Certified Financial Planner
Other Names
  • Jeffrey Martin Brown
  • Jeffrey Brown

View on SEC IAPD

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