Matthew Lawrence Agius

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 12/2016
  Foothill Securities Inc
  Redwood Shores, CA
• 04/2013 → 12/2017
  Cue Financial Group, Inc.
  Los Gatos, CA
• 06/2011 → Present
  Provident Credit Union
  Los Gatos, CA
• 12/2016 → 06/2024
  Securities America, Inc.
  Los Gatos, CA
• 01/2018 → 06/2024
  Securities America Advisors
  Los Gatos, CA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Belmont, CA

Previous Registrations

• 2018-01-16 → 2024-06-14
  Securities America Advisors, Inc.
  Los Gatos, CA
• 2013-05-31 → 2017-12-31
  Cue Financial Group, Inc.
  Scottsdale, AZ
• 2009-05-07 → 2011-07-06
  Lpl Financial Llc
  Burlingame, CA
  San Diego, CA
  Burlingame, CA
• 2009-05-02 → 2009-05-07
  Chase Investment Services Corp.
  Santa Clara, CA
• 2008-04-08 → 2009-05-02
  Wamu Investments, Inc.
  Santa Clara, CA
• 2007-07-26 → 2008-04-07
  Wells Fargo Investments, Llc
  Livermore, CA
• 2007-06-13 → 2007-08-04
  Citigroup Global Markets Inc.
  San Mateo, CA

Other Businesses

PROVIDENT CREDIT UNION POSITION: Advisor NATURE: Credit Union INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 10 START DATE: 06/01/2011 ADDRESS: 15425 Los Gatos Blvd, Los Gatos CA 95032 DESCRIPTION: Investment advisor working for/in Provident Credit Union SAA POSITION: Advisor NATURE: Advisory Business INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/01/2018 ADDRESS: 15425 Los Gatos Blvd, Los Gatos CA 95032, United States DESCRIPTION: Offering advisory accounts to clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-30
• S63 Uniform Securities Agent State Law Examination
  2003-12-17

Other Names

• Matthew L Agius