Daniel Patrick Leahy

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 09/2022
  Dynasty Advisor Group, Llc
  Gold River, CA
• 10/2022 → Present
  Allworth Financial, L.P.
  Folsom, CA

Previous Registrations

• 2014-12-15 → 2022-09-30
  Journey Advisory Group, Llc
  Gold River, CA
• 2008-10-24 → 2014-12-17
  Pennington Financial Group
  Gold River, CA
• 2008-10-02 → 2008-10-22
  Qa3 Financial Llc
  Roseville, CA
  Omaha, NE
• 2006-05-19 → 2008-10-02
  Resource Investment Architects, Inc.
  Petaluma, CA
• 2004-01-12 → 2004-12-15
  Pennington Financial Group
  Gold River, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2005-08-18
• S65 Uniform Investment Adviser Law Examination
  2004-01-09

Designations

• Certified Financial Planner

Other Names

• Daniel P Leahy