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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-05-25 |
| IA | RA | APPROVED | 2014-04-09 |
Branch Locations
4510 Chadwick Rd, Cedar Falls, IA 50613 • United States
Denver, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cedar Falls | IA | 08/2002 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Falls | IA | 03/2020 | Present |
Other Business Activities; cattle farm/hobby farm; I file IRS schedule F as I have a small cattle farm. I have farm expenses associated with the purchase of livestock, feed, baling hay, fertilizer, chemicals, repairs and maintenance of equipment used to maintain the farm which in turn is my personal property. The farm is NOT separate from my personal property. My involvement in the operation is solely due to the fact that my personal property is located on the farm. The number of hours spent per month on this activity for the actual operation of the business is minimal. The amount of time I spend associated with this "OBA" per month is really no different than the amount of time a regular homeowner would spend mowing their lawn, fertilizing, weed control, etc...I just happen to have more area to maintain. The property does not interfere in any way with my professional business activities.; 1970 268th Street, (home address), Denver, IA, 50622; Not Investment-Related; 07/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-03-31 |
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