Anthony Latere Williams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2004 → Present
  Lpl Financial Llc
  Stafford, TX

Other Businesses

(1) 08/26/2014 - GALENE FINANCIAL - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 160 HOURS PER MONTH - HOUSTON, TX 2) 05/23/2025 - ANTHONY WILLIAMS - Not Investment Related - Other - Author - Home Based- Start Date:05/01/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-12-20
• S63 Uniform Securities Agent State Law Examination
  2000-02-16