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150 Spear Street Suite 1600, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2025-05-01 |
| TX | RA | APPROVED | 2025-05-01 |
Branch Locations
150 Spear Street Suite 1600, San Francisco, CA 94105 • United States
Warwick, RI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Stamford | CT | 03/2013 | 08/2018 |
| Tiaa-Cref | Stamford | CT | 08/2018 | 11/2020 |
| Advisors Capital Management, Llc | Cambridge | MA | 07/2021 | 04/2025 |
| Unemployed | Stamford | CT | 11/2020 | 07/2021 |
| Parallel Advisors, Llc | Warwick | RI | 05/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-26 |
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