Mark R Stein

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 10/2018
  Cuna Mutual Group
  Waverly, IA
• 01/2014 → 10/2018
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 12/2018 → 12/2022
  Pruco Securities, Llc
  Kimball, MI
• 12/2018 → 12/2022
  Prudential Insurance Company Of America
  Kimball, MI
• 10/2018 → 12/2018
  Unemployment
  Kimball, MI
• 01/2023 → 08/2025
  Mml Investors Services Llc
  Kimball, MI
• 01/2023 → 08/2025
  Massmutual Life Insurance Co
  Kimball, MI
• 08/2025 → Present
  Lpl Financial Llc
  Raleigh, NC
• 08/2025 → Present
  Coastal Credit Union
  Raleigh, NC

Previous Registrations

• 2023-01-25 → 2025-08-05
  Mml Investors Services, Llc
  Kimball, MI
  Southfield, MI
  Kimball, MI
  Kimball, MI
• 2019-01-29 → 2022-12-16
  Pruco Securities, Llc.
  Troy, MI
  Kimball, MI
  Kimball, MI
  Troy, MI
  Troy, MI
• 2014-01-23 → 2018-11-05
  Cuna Brokerage Services, Inc.
  Waverly, IA
  Port Huron, MI
  New Baltimore, MI
  Marysville, MI
  Fort Gratiot, MI
  Southgate, MI
• 2010-01-07 → 2014-01-13
  Cuso Financial Services, L.P.
  New Baltimore, MI
  Fort Gratiot, MI
  Marysville, MI
  San Diego, CA
  Port Huron, MI

Other Businesses

1) 08/2025 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name Coastal Wealth Management Inv Related / At reported business location (s) 2) 08/2025 - Dynamic Sports Sims, LLC / Business Owner / OWNER AND GAME DESIGNER / Non Inv Related / Garner, NC 27529 / Start date 08/15/2024 - 20 hrs per month - 5 % time spent 3) 04/16/2026 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/04/2025 - 195 hours per month/ 175 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2009-12-30
• S63 Uniform Securities Agent State Law Examination
  2003-12-30

Other Names

• Mark R Stein
• Mark Robert Stein