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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-09-11 |
| TX | RA | APPROVED | 2025-06-30 |
| NY | RA | APPROVED | 2025-06-20 |
Branch Locations
One Bryant Park Investment Solutions Group, New York, NY 10036 • United States
Summit, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2009 | 05/2018 |
| Citigroup | New York | NY | 05/2018 | 02/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 02/2025 | Present |
I*: 2499291 Entity Type: For Profit Financial Institution Name of OBA: Institutional Capital Network, Inc. Address: New York, NY 10165 Investment Related: Yes Position, Title, Association: Board Observer Employee Start Date: 6/1/2025 Number of Hours: 12 hrs mthly Number of Hours during trading:12 hrs mthly Duties: Board Observer Seat for a company that offers a platform for advisors to sell alternative investments through tech-based solutions to their clients. BofA is a an investor in iCapital.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-03-14 |
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