Edward Riley

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2009 → 05/2018
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 05/2018 → 02/2025
  Citigroup
  New York, NY
• 02/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY

Previous Registrations

• 2013-02-11 → 2018-05-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY
  New York, NY
  New York, NY

Other Businesses

I*: 2499291 Entity Type: For Profit Financial Institution Name of OBA: Institutional Capital Network, Inc. Address: New York, NY 10165 Investment Related: Yes Position, Title, Association: Board Observer Employee Start Date: 6/1/2025 Number of Hours: 12 hrs mthly Number of Hours during trading:12 hrs mthly Duties: Board Observer Seat for a company that offers a platform for advisors to sell alternative investments through tech-based solutions to their clients. BofA is a an investor in iCapital.

Exams

• S66 Uniform Combined State Law Examination
  2025-06-20
• S63 Uniform Securities Agent State Law Examination
  2000-03-14

Other Names

• Edward F. Riley
• Edward Farrell Riley