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2901 W. Coast Hwy, Ste 200, Newport Beach, CA 92663 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-06-22 |
Branch Locations
2901 W. Coast Hwy, Ste 200, Newport Beach, CA 92663 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Costa Mesa | CA | 06/2007 | 12/2023 |
| Mark Yates Sole Proprietorship | Costa Mesa | CA | 04/2004 | Present |
| Securities America Advisors, Inc. | Costa Mesa | CA | 06/2007 | 12/2023 |
| Travis Allen Inc. Dba Wealth Strategies Group | Newport Beach | CA | 06/2001 | Present |
| Travis Allen Inc. Dba Wealth Strategies Group | Huntington Beach | CA | 02/2024 | Present |
MARK YATES, SOLE PROPRIETORSHIP: INSURANCE BROKER. INVESTMENT RELATED: NO. No NUMBER OF HOURS: 1 HOUR DURING SECURITIES TRADING HOURS: START DATE: 04/01/2004 ADDRESS: 17011 Beach Blvd #150, Huntington Beach CA 92647 DESCRIPTION: Health, Life & fixed annuity sales.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-02 |
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