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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-02-28 |
| DC | RA | APPROVED | 2022-12-14 |
| NY | RA | APPROVED | 2021-05-07 |
| FL | RA | APPROVED | 2013-09-24 |
| TX | RA | APPROVED_RES | 2013-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sanford C. Bernstein | New York | NY | 08/2003 | Present |
CO-OWNER/VICE PRESIDENT OF THE CENTER STUDIO OF NY, INC. LOCATED AT 334 AMSTERDAM AVE., NY NY 10023. THIS IS A PILATES STUDIO WHICH IS NOT INVESTMENT RELATED. MY WIFE AND I OPENED THIS BUSINES IN JULY 2005. I DEVOTE APPROXIMATELY 5 HRS PER MONTH TO THIS BUSINESS, NONE OF WHICH IS DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-22 |
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