Johnnie William Harris

Employer firm

Schwab Wealth Advisory, Inc. CRD 159035

168,774 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2009 → 06/2020
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 06/2020 → 09/2021
  Financial Engines Advisors L.L.C.
  Santa Clara, CA
• 10/2006 → 06/2020
  Advisor Group, Az
  Phoenix, AZ
• 09/2021 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 09/2021 → Present
  Schwab Wealth Advisory, Inc.
  Phoenix, AZ

Previous Registrations

• 2020-08-11 → 2021-09-23
  Edelman Financial Engines
  Phoenix, AZ

Other Businesses

1) Robinson Airport Shuttle | Investment Related:No|100 Montgomery St|Gary|Indiana|46403|USA|Travel/Transportation/Tourism|Part Owner|8/7/2024|Less than 20|0|Invest Capital

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-08-01
• S63 Uniform Securities Agent State Law Examination
  2004-06-02

Other Names

• Johnnie William Harris
• Johnnie Harris