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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2017-01-17 |
Branch Locations
2303 Waters Drive, Mendota Heights, MN 55120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | San Diego | CA | 01/2017 | Present |
| Unemployed | St. Paul | MN | 07/2016 | 01/2017 |
| Northstar Financial Partners, Llc | Mendota Heights | MN | 07/2020 | Present |
1. Part Owner, NorthStar Financial Partners, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 03/21/19; 1% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'NorthStar Financial Partners, LLC'; As of 07/01/16; 1% time spent during business hours; Conducted at branch; Investment related. 3. Owner and President of LWM, LLC, a private entity est. for expense/payroll reporting related to securities business; As of 01/16/17; 1% time spent during business hours; Conducted at branch; Investment related. 4. Bookkeeper of Hair Therapy, LLC, hair salon; As of 03/16/12; 0% time spent during business hours; Not conducted at branch; Not investment related. 5. Owner, AML, LLC; an entity created for the purpose of buying and renting commercial real estate in Mendota Heights, MN, as of 01/16/2025; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-12-21 |
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