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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-01-17
  • MN RA
    APPROVED
    Since 2017-01-17

Branch Locations

2303 Waters Drive, Mendota Heights, MN 55120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network San Diego CA 01/2017 Present
Unemployed St. Paul MN 07/2016 01/2017
Northstar Financial Partners, Llc Mendota Heights MN 07/2020 Present
  • 01/2017 → Present
    San Diego, CA
  • 07/2016 → 01/2017
    Unemployed
    St. Paul, MN
  • 07/2020 → Present
    Northstar Financial Partners, Llc
    Mendota Heights, MN
Previous Registrations
  • 2016-01-06 → 2016-07-18
    Rosemount, MN
  • 2014-01-21 → 2015-12-31
    Inver Grove Heights, MN
  • 2005-10-12 → 2014-01-21
    Cetera Investment Services Llc
    Rosemount, MN
    Vermillion, MN
    Inver Grove Heights, MN
    Hastings, MN
    Vermillion, MN
    Inver Grove Heights, MN
Other Businesses

1. Part Owner, NorthStar Financial Partners, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 03/21/19; 1% time spent during business hours; Conducted at branch; Investment related. 2. Fixed insurance sales, as an Agent, under the name 'NorthStar Financial Partners, LLC'; As of 07/01/16; 1% time spent during business hours; Conducted at branch; Investment related. 3. Owner and President of LWM, LLC, a private entity est. for expense/payroll reporting related to securities business; As of 01/16/17; 1% time spent during business hours; Conducted at branch; Investment related. 4. Bookkeeper of Hair Therapy, LLC, hair salon; As of 03/16/12; 0% time spent during business hours; Not conducted at branch; Not investment related. 5. Owner, AML, LLC; an entity created for the purpose of buying and renting commercial real estate in Mendota Heights, MN, as of 01/16/2025; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-12-21
  • S66 Uniform Combined State Law Examination
    2004-12-21
Designations
Other Names
  • Andy Lucking

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