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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlifesecurities, Inc. | Exeter | NH | 12/2003 | 03/2017 |
| Mass Mutual Life Insurance Company | Hampton | NH | 07/2016 | Present |
| Mml Investors Services, Llc | Hampton | NH | 03/2017 | Present |
(1)Name: JSK Office, Inc Inv rel: Y Add: 1 Park Ave, Ste 1A-2 Hampton NH 03842 Nature: Simple Rental Property-Lease of commercial condo - office space Position: Joint owner with Sonja Dearden Start date: 04/2016 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Collect rent and pay the bills (2)Name: Jim Dearden Inv rel: N Add: South Ridge Center Newry ME 04261 Nature: Other Position: Other - Part time employment at Sunday River Ski Resort Start date: 10/01/2012 No. HR/MO: 4 No. HR/MO during sec trading:0 Describe duties: working occasional days at Sunday River, often in marketing and events (3)Name: James Dearden Inv rel: Y Add: 1 Park Ave, Ste 1A-2 Hampton NH 03842 Nature: Individual Life, Property/Casualty, Health, Group Health, Dental, Group DI, Fixed Annuities, Life/Accident/Health, P&C Position: Reported on Schedule C on tax return under James Dearden Ins Sales Start date: 02/01/2012 No. HR/MO:16 No. HR/MO during sec trading: 8 (4)Name: James Dearden Inv rel: Y Add: 681 Songo Pond Rd Albany Twp ME 04217 Nature: Simple Rental Property-Vacation rentals and LT rental units Position: Owner Start date: 11/1/1995 No. HR/MO: 10 No. HR/MO during sec trading: 1 Describe duties: Rent weekend, weekly, seasonal, and annual rentals (5)Name: Hampton Bay Insurance LLC Inv rel: Y Add: 1 Park Ave, Ste 1A-2 Hampton NH 03842 Nature: LLC for Fixed Insurance business Position: Member Start date: 01/01/2023 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Establishing and maintaining LLC (6)Name: James Dearden Inv rel: Y Add: 100 Winnacunnet Rd, Hampton, NH 03842 Nature: Political Office Position: Trustee of the Trust Funds Start date: 04/01/2024 No. HR/MO: 1 No. HR/MO during sec trading: 1 Describe duties: Safeguard the money in the trust funds. Comply with the provisions of the documents establishing the trusts. Review investment policy for trust funds annually. Ensure funds invested by the Advisor according to policy. Pay out the income and the principal according to the trust documents. Prepare and submit annual reports to the Town and to the State of NH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-02-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-19 |
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