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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-04-25
GA RA APPROVED 2018-05-04
  • TX RA
    APPROVED
    Since 2019-04-25
  • GA RA
    APPROVED
    Since 2018-05-04

Branch Locations

Atlanta, GA • United States

1075 Peachtree Street Ne Suite 2150, Atlanta, GA 30309 • United States

Marion, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Atlanta GA 03/2014 05/2018
Various Insurance Carriers For W&R Insurance Agencies Atlanta GA 03/2014 05/2018
Mml Investors Services, Llc Atlanta GA 05/2018 Present
Massmutual Life Insurance Co Atlanta GA 07/2013 Present
  • 03/2014 → 05/2018
    Waddell & Reed
    Atlanta, GA
  • 03/2014 → 05/2018
    Various Insurance Carriers For W&R Insurance Agencies
    Atlanta, GA
  • 05/2018 → Present
    Atlanta, GA
  • 07/2013 → Present
    Massmutual Life Insurance Co
    Atlanta, GA
Previous Registrations
  • 2014-03-03 → 2018-05-09
    Waddell & Reed
    Alpharetta, GA
    Atlanta, GA
    Charleroi, PA
  • 2011-02-09 → 2014-03-04
    New England Securities
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
  • 2008-10-02 → 2011-02-04
    Sandy Springs, GA
  • 2004-03-17 → 2008-09-05
    South Portland, ME
    Portland, ME
    Atlanta, GA
Other Businesses

(1) NAME: MC INSIGHT, LLC INV REL: Y ADDR: 1050 CROWN POINTE PARKWAY, STE 1800, ATLANTA, GA 30338 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT, PRESIDENT, 50% OWNER START: 6/15/2018 NO HRS/MO: 4 NO HRS/MO DUR TRADING: 1. (2) NAME: MC PRIVATE LABEL, LLC INV REL: Y ADDR: 1100 PEACHTREE ST NE, SUITE 690, ATLANTA, GA 30309 NATURE: HOLDING COMPANY FOR SECURITIES AND REAL ESTATE POSITION: PRINCIPAL START: 01/01/2022 NO HRS/MO: 2 NO HRS/MO DUR TRADING: 0 DUTIES: MANAGE PORTFOLIO OF MARKETABLE SECURITIES (WILL BE A MMLIS BMS ACCOUNT). COMPLETE DUE DILIGENCE AND INVEST IN PRIVATE INVESTMENT (VC FUNDS, RESTAURANTS, PRIVATE EQUITY, ETC.). EVENTUALLY PURCHASE AND MANAGE COMMERCIAL PROPERTIES. (3) NAME: JONATHAN CONSTANT INV REL: Y ADD: Residential Address NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 09/12/2024 NO. HR/MO: < 1 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE, DI, LTC, & FIXED ANNUITIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-05
  • S66 Uniform Combined State Law Examination
    2004-03-05
Other Names
  • Jon Constant

View on SEC IAPD

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