Felix F Barraza

Employer firm

Valic Financial Advisors, Inc. CRD 42803

$29.2B regulatory AUM 38 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
RECOMMEND WRAP ACCOUNTS TO CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2026-07-28
AL	RA	APPROVED	2026-06-30
IN	RA	APPROVED	2025-10-30
VA	RA	APPROVED	2025-01-21
MD	RA	APPROVED	2024-01-10
ND	RA	APPROVED	2023-07-22
CA	RA	APPROVED	2022-11-22
LA	RA	APPROVED	2021-06-11
MO	RA	APPROVED	2021-05-06
PA	RA	APPROVED	2021-05-06
AZ	RA	APPROVED	2018-03-22
NV	RA	APPROVED	2017-02-24
GA	RA	APPROVED	2016-08-25
FL	RA	APPROVED	2013-09-10
NM	RA	APPROVED	2013-09-06
CO	RA	APPROVED	2013-08-01
TX	RA	APPROVED	2012-10-25

MI RA
APPROVED

Since 2026-07-28
AL RA
APPROVED

Since 2026-06-30
IN RA
APPROVED

Since 2025-10-30
VA RA
APPROVED

Since 2025-01-21
MD RA
APPROVED

Since 2024-01-10
ND RA
APPROVED

Since 2023-07-22
CA RA
APPROVED

Since 2022-11-22
LA RA
APPROVED

Since 2021-06-11
MO RA
APPROVED

Since 2021-05-06
PA RA
APPROVED

Since 2021-05-06
AZ RA
APPROVED

Since 2018-03-22
NV RA
APPROVED

Since 2017-02-24
GA RA
APPROVED

Since 2016-08-25
FL RA
APPROVED

Since 2013-09-10
NM RA
APPROVED

Since 2013-09-06
CO RA
APPROVED

Since 2013-08-01
TX RA
APPROVED

Since 2012-10-25

Branch Locations

2777 Allen Parkway Rp-01, Houston, TX 77019 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Houston	TX	10/2012	Present
Agia	Houston	TX	12/2022	Present

10/2012 → Present

Valic Financial Advisors

Houston, TX
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2011-02-17 → 2012-10-16

Novodyn Advisors Llc

The Woodlands, TX
2010-03-29 → 2011-02-01

Hmb Stonebridge, Inc.

Houston, TX
2009-04-20 → 2010-04-05

Zacks Investment Management, Inc.

Chicago, IL
2005-07-06 → 2008-09-24

Chase Investment Services Corp.

Houston, TX

Houston, TX
2004-11-29 → 2005-07-06

Banc One Securities Corporation

Houston, TX
2004-03-18 → 2004-11-15

Msi Financial Services, Inc.

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-02
S63	Uniform Securities Agent State Law Examination	2003-12-29

S66 Uniform Combined State Law Examination

2004-03-02
S63 Uniform Securities Agent State Law Examination

2003-12-29

Designations

Certified Financial Planner

Other Names

Felix Barraza

View on SEC IAPD