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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2011-01-03
  • TX RA
    APPROVED
    Since 2011-01-03

Branch Locations

201 Main St, Ste 1700 [Xg-Rbo], Forth Worth, TX 76102 • United States

851 Winscott Rd, Benbrook, TX 76126 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Benbrook TX 01/2011 11/2016
Wells Fargo Clearing Services, Llc Benbrook TX 11/2016 Present
Previous Registrations
  • 2004-11-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Fort Worth, TX
    Fort Worth, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-15
  • S66 Uniform Combined State Law Examination
    2004-11-15

View on SEC IAPD

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