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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2025-08-27
TX RA APPROVED 2021-03-19
KS RA APPROVED 2020-02-04
  • IA RA
    APPROVED
    Since 2025-08-27
  • TX RA
    APPROVED
    Since 2021-03-19
  • KS RA
    APPROVED
    Since 2020-02-04

Branch Locations

1815 Boyson Road, Hiawatha, IA 52233 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cns Corporation Kansas City MO 07/2002 02/2019
Nis Financial Services Kansas City MO 07/2002 09/2019
Prime Capital Investment Advisors Llc Overland Park KS 02/2020 Present
Unemployed Overland Park KS 08/2019 02/2020
Ozark National Life Insurance Kansas City MO 08/2011 08/2019
  • 07/2002 → 02/2019
    Cns Corporation
    Kansas City, MO
  • 07/2002 → 09/2019
    Nis Financial Services
    Kansas City, MO
  • 02/2020 → Present
    Prime Capital Investment Advisors Llc
    Overland Park, KS
  • 08/2019 → 02/2020
    Unemployed
    Overland Park, KS
  • 08/2011 → 08/2019
    Ozark National Life Insurance
    Kansas City, MO
Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, <5 hr/month, <5 hr per month during trading hours, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 2)CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) HARRISH INVESTMENTS, LLC, NON-INVESTMENT RELATED, 6201 COLLEGE BLVD - SUITE #150, OVERLAND PARK KS 66211, PURPOSE OF ENTITY IS TO USE FOR TAX FILING PURPOSES TO RECEIVE COMPENSATION AND PAY BUSINESS RELATED EXPENSES, OWNER/PRESIDENT, START DATE 01/17/2024, <5 HOURS PER MONTH, <5 HOURS PER TRADING, DUTIES ARE ADMINISTRATIVE IN NATURE

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-01-27
S63 Uniform Securities Agent State Law Examination 2004-01-14
  • S65 Uniform Investment Adviser Law Examination
    2020-01-27
  • S63 Uniform Securities Agent State Law Examination
    2004-01-14
Other Names
  • Joseph Peter Harrish

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