Douglas Merrigan

Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2020-04-29
NC	RA	APPROVED	2013-07-24
TX	RA	APPROVED	2013-07-24

SC RA
APPROVED

Since 2020-04-29
NC RA
APPROVED

Since 2013-07-24
TX RA
APPROVED

Since 2013-07-24

Branch Locations

1030 Admiral Nelson Ct, Charlotte, NC 28262 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Charlotte	NC	03/2012	Present

03/2012 → Present

The Vanguard Group, Inc.

Charlotte, NC

Previous Registrations

2011-07-05 → 2012-03-23

Lpl Financial Llc

Glens Falls, NY
2005-07-15 → 2011-07-05

Uvest Financial Services Group, Inc.

Glens Falls, NY

Salem, NY

Argyle, NY

Cambridge, NY

Fort Edward, NY

Granville, NY

Greenwich, NY

Warrensburg, NY

Fort Edward, NY

Lake George, NY

Glens Falls, NY

Plattsburgh, NY

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: OCEAN ISLE BEACH NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 09/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE RENTAL PROPERTY

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-09-04

S63 Uniform Securities Agent State Law Examination

1998-09-04

Designations

Other Names

Douglas Thomas Merrigan

View on SEC IAPD