Douglas Merrigan

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2012 → Present
  The Vanguard Group, Inc.
  Charlotte, NC

Previous Registrations

• 2011-07-05 → 2012-03-23
  Lpl Financial Llc
  Glens Falls, NY
• 2005-07-15 → 2011-07-05
  Uvest Financial Services Group, Inc.
  Glens Falls, NY
  Salem, NY
  Argyle, NY
  Cambridge, NY
  Fort Edward, NY
  Granville, NY
  Greenwich, NY
  Warrensburg, NY
  Fort Edward, NY
  Lake George, NY
  Glens Falls, NY
  Plattsburgh, NY

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT RELATED ADDRESS: OCEAN ISLE BEACH NATURE OF BUSINESS: REAL ESTATE POSITION: LANDLORD/OWNER START DATE: 09/2020 APPROXIMATE HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MANAGE RENTAL PROPERTY

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-09-04

Designations

• Certified Financial Planner

Other Names

• Douglas Thomas Merrigan