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800 South Street Suite 160, Waltham, MA 02453 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2026-06-24 |
Branch Locations
800 South Street Suite 160, Waltham, MA 02453 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Man Investments Inc. | New York | NY | 05/2015 | 12/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2018 | 01/2020 |
| Numeric Investors | Boston | MA | 05/2015 | 01/2017 |
| Unemployed | Medfield | MA | 01/2017 | 06/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 09/2018 | 01/2020 |
| Ralph Rotman | Boston | MA | 02/2020 | Present |
| Catherine Rotman | Boston | MA | 02/2020 | Present |
1. TRUSTEE, PROCTOR ACADEMY, 204 MAIN STREET, ANDOVER, , NEW HAMPSHIRE, 03216, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 08/10/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, TRUSTEE, MEMBER OF INVESTMENT (CHAIR) AND FINANCE COMMITTEE 2. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-09-03 |
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