Ellen Theresa Leboeuf

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2026-01-05

SC RA
APPROVED

Since 2026-01-05

Branch Locations

Hilton Head Island, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Worcester	MA	06/2009	01/2026
Lpl Financial	Hilton Head Island	SC	01/2026	Present

06/2009 → 01/2026

Ubs Financial Services Inc

Worcester, MA
01/2026 → Present

Lpl Financial

Hilton Head Island, SC

Previous Registrations

2012-03-06 → 2026-01-14

Ubs Financial Services Inc.

Mt. Pleasant, SC

Worcester, MA

Hilton Head Island, SC
2004-01-30 → 2009-06-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Worcester, MA

Westborough, MA

Other Businesses

12/2025 / LeBoeuf Wealth Management LLC / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTHS / 8 HRS DURING TRADING / AT RPRT LOCS / START 01/05/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-20

S66 Uniform Combined State Law Examination

2004-01-20

Other Names

Ellen Theresa Beresik
Ellen T Leboeuf
Ellen Theresa Leboeuf
Ellen Leboeuf

View on SEC IAPD