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Current Employers
Integrated Wealth Concepts Llc

200 5Th Avenue 4Th Floor, Waltham, MA 02451 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-04
MA RA APPROVED 2016-09-26
  • TX RA
    APPROVED
    Since 2018-05-04
  • MA RA
    APPROVED
    Since 2016-09-26

Branch Locations

200 5Th Ave Suite 4010, Waltham, MA 02451 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Advisors Corp Waltham MA 12/2003 09/2016
Lpl Financial, Llc Waltham MA 09/2016 Present
Integrated Wealth Concepts Llc Waltham MA 09/2016 Present
  • 12/2003 → 09/2016
    Lincoln Financial Advisors Corp
    Waltham, MA
  • 09/2016 → Present
    Lpl Financial, Llc
    Waltham, MA
  • 09/2016 → Present
    Waltham, MA
Previous Registrations
  • 2007-03-06 → 2016-09-20
    Osaic Fa, Inc.
    Waltham, MA
    Laconia, NH
    Worcester, MA
Other Businesses

(1) 09/15/2016: John Pastore Jr. - Non-Variable Insurance - Investment Related - 200 Fifth Ave 6th Floor Waltham, MA 02451 - Start 01/01/2005 - 5 Hr/Mo; 3 Hour(s) During Securities Trading; 5% Time Spent - Life, LTC, Fixed, Disability (2) 10/31/2016: Integrated Financial Partners - DBA for LPL Business (entity for LPL business) - Investment Related - 300 Fifth Ave. 3rd Floor Waltham, MA 02451 - 100% Time Spent. (3) 11/18/2016: Integrated Wealth Concepts LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Time Spent 100% - IAR - I provide investment advisory services through Integrated Wealth Concepts, an independent investment advisor firm. I started this business activity in September 2016. I expect to spend approximately 100% of my time on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 11/18/2016: Integrated Wealth Concepts LLC - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Time Spent 100% - IAR. (5) 5/29/2019 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 05/01/2019 - 160 Hours Per Month/40 Hours During Securities Trading. (6) 6/4/2019 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2019 - 160 Hours Per Month/40 Hours During Securities Trading. (7) 7/29/2020 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/17/2020 - 1 Hour Per Month During Securities Trading. (8) 8/5/2020 - Integrated Alliance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/17/2020. (9) 9/2/2020 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Business Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 07/01/2020 - 15 Hours Per Month During Securities Trading. (10) 10/26/2021 - Integrated Retirement Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-02-26
S63 Uniform Securities Agent State Law Examination 2000-02-24
  • S65 Uniform Investment Adviser Law Examination
    2007-02-26
  • S63 Uniform Securities Agent State Law Examination
    2000-02-24

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