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Joshua Allen Brummett

Wells Fargo Clearing Services, LLC

Anchorage, AK

Anchorage, AK

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AK RA APPROVED 2025-02-21
  • AK RA
    APPROVED
    Since 2025-02-21

Branch Locations

301 W Northern Lights Blvd 5Th Fl, Ste 501 [Wa-Rbo], Anchorage, AK 99503 • United States

1351 E Huffman Rd, Anchorage, AK 99515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Anchorage AK 10/2024 Present
Wells Fargo Bank, Na Anchorage AK 07/2003 Present
Previous Registrations
  • 2011-01-03 → 2012-05-31
    Wells Fargo Clearing Services, Llc
    Mesquite, NV
  • 2005-03-04 → 2011-01-03
    Wells Fargo Investments, Llc
    Mesquite, NV
    Billings, MT
    Heber City, UT
    Heber City, UT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-21
S63 Uniform Securities Agent State Law Examination 2025-01-29
S66 Uniform Combined State Law Examination 2005-02-23
  • S65 Uniform Investment Adviser Law Examination
    2025-02-21
  • S63 Uniform Securities Agent State Law Examination
    2025-01-29
  • S66 Uniform Combined State Law Examination
    2005-02-23
Other Names
  • Josh Brummett

View on SEC IAPD

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Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Anchorage, AK
LPL FINANCIAL LLC · Anchorage, AK
THRIVENT INVESTMENT MANAGEMENT INC. · ANCHORAGE, AK
EDWARD JONES · ANCHORAGE, AK
PFS INVESTMENTS INC. · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK
CETERA INVESTMENT ADVISERS LLC · ANCHORAGE, AK

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