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Christopher Jack Gilbert

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Pleasant, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-30
SC RA APPROVED 2018-06-29
  • TX RA
    APPROVED_RES
    Since 2021-06-30
  • SC RA
    APPROVED
    Since 2018-06-29

Branch Locations

75 Port City Lndg, Mount Pleasant, SC 29464 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Pensions / First Southeast 401(K) Fiduciaries, Inc. Charleston SC 04/2007 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charleston SC 04/2018 Present
Bank Of America, N.A. Charleston SC 06/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-24
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S66 Uniform Combined State Law Examination
    2018-01-24
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04
Other Names
  • Christopher J Gilbert
  • Chris Gilbert
  • Christopher Gilbert

View on SEC IAPD

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