Adam L Richwine

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 08/2018
  Edward Jones
  St Louis, MO
• 08/2018 → 09/2025
  Rbc Capital Markets, Llc.
  Farmington, CT
• 05/2019 → 09/2025
  City National Bank
  Farmington, CT
• 09/2025 → Present
  Lpl Financial
  Killingworth, CT

Previous Registrations

• 2018-08-27 → 2025-09-10
  Rbc Capital Markets, Llc
  Farmington, CT
  Killingworth, CT
• 2012-12-11 → 2018-08-28
  Edward Jones
  Old Saybrook, CT
  St Louis, MO
  Essex, CT

Other Businesses

1- 07/16/2025 - Black Barn Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/02/2025 - 160 hours per month/ 8 hours during trading 2- 03/16/2026 - Black Barn Advisors - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 03/03/2026 - 5 hours per month/ 2 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2012-12-07
• S63 Uniform Securities Agent State Law Examination
  2004-03-04

Other Names

• Adam Luis Richwine