John Eric Moore

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2018
  Investment Professionals, Inc.
  San Antonio, TX
• 06/2018 → 12/2018
  Ameriprise Financial Services, Inc.
  San Antonio, TX
• 12/2018 → Present
  Sigma Financial Corporation
  Ann Arbor, MI
• 12/2018 → Present
  Spc
  Ann Arbor, MI
• 06/2023 → Present
  Lpl Financial Llc
  San Antonio, TX

Previous Registrations

• 2018-12-17 → 2023-06-09
  Spc
  San Antonio, TX
  Ann Arbor, MI
• 2018-06-22 → 2019-01-02
  Ameriprise Financial Services, Llc
  San Antonio, TX
• 2016-06-29 → 2018-09-24
  Investment Professionals, Inc.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  Kerrville, TX
  Spring Branch, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2005-01-04 → 2005-08-02
  First Command Bank
  Fort Worth, TX

Other Businesses

1) 06/09/2023 - Moore Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) 2) 07/31/2023 - John Moore, Soccer Referee - Not Investment Related - Home Based - Coach/Sports/Fitness/Referee - Soccer Referee - Start Date 2/1/2019 - 10 Hours Per Month - Time Spent 5%

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-11-08
• S63 Uniform Securities Agent State Law Examination
  2003-12-30

Other Names

• John Eric Moore
• John E Moore
• John Eric Moore
• John Eric Moore