Christopher John Kelly

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2011-12-09

NJ RA
APPROVED

Since 2011-12-09

Branch Locations

1967 Highway 34 Building C, Suite 201, Wall, NJ 07719 • United States

Shrewsbury, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	11/2011	06/2020
Equitable Advisors, Llc	New York	NY	11/2011	Present

11/2011 → 06/2020

Axa Advisors, Llc

New York, NY
11/2011 → Present

Equitable Advisors, Llc

New York, NY

Previous Registrations

2010-05-12 → 2011-11-07

Wells Fargo Clearing Services, Llc

Red Bank, NJ

Oakhurst, NJ

Charlotte, NC
2009-10-23 → 2010-04-16

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Red Bank, NJ

Red Bank, NJ

Princeton, NJ
2005-10-14 → 2009-10-23

Banc Of America Investment Services, Inc.

Red Bank, NJ

Red Bank, NJ

Red Bank, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-10-13
S63	Uniform Securities Agent State Law Examination	2004-03-19

S66 Uniform Combined State Law Examination

2005-10-13
S63 Uniform Securities Agent State Law Examination

2004-03-19

Other Names

Christopher J Kelly

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews