Patrick William Hassett

Current Employers

Spc

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2023-02-16

MI RA
APPROVED

Since 2023-02-16

Branch Locations

49479 Van Dyke Avenue, Shelby Township, MI 48317 • United States

300 Parkland Plaza, Ann Arbor, MI 48103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Shelby Township	MI	03/2016	11/2017
Lpl Financial Llc	Shelby Twp	MI	11/2017	02/2023
Sigma Financial Corporation	Ann Arbor	MI	02/2023	Present
Sigma Planning Corporation	Ann Arbor	MI	02/2023	Present

03/2016 → 11/2017

National Planning Corporation

Shelby Township, MI
11/2017 → 02/2023

Lpl Financial Llc

Shelby Twp, MI
02/2023 → Present

Sigma Financial Corporation

Ann Arbor, MI
02/2023 → Present

Sigma Planning Corporation

Ann Arbor, MI

Previous Registrations

2017-11-29 → 2023-02-27

Lpl Financial Llc

Shelby Township, MI
2016-10-07 → 2017-11-29

National Planning Corporation

Shelby Twp, MI
2010-07-02 → 2016-03-01

Msi Financial Services, Inc.

Southfield, MI

Troy, MI

Other Businesses

Donadio Financial Services, Shelby Twp, MI. Name used for financial services through Sigma Financial Corp. Start date: 2/16/23, approx. 60 hrs/mo. INV REL: Y Donadio & Associates Inc, Shelby Twp, MI. Insurance agent for the sale of non-variable insurance products. Start Feb 2023, approx. 1 hr/mo. INV REL: Y

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-06-02
S63	Uniform Securities Agent State Law Examination	2004-02-02

S65 Uniform Investment Adviser Law Examination

2010-06-02
S63 Uniform Securities Agent State Law Examination

2004-02-02

Other Names

Patrick Hassett

View on SEC IAPD