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Annie Rodriguez

J.P. Morgan Securities LLC

Boston, MA

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-23
NY RA APPROVED 2024-08-22
  • TX RA
    APPROVED_RES
    Since 2024-08-23
  • NY RA
    APPROVED
    Since 2024-08-22

Branch Locations

50 Rowes Wharf, Boston, MA 02110 • United States

270 Park Avenue Floors 24 And 25, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc New York NY 09/2013 12/2016
Jp Morgan Securities, Llc New York NY 12/2016 03/2020
Wells Fargo Clearing Services, Llc New York NY 03/2020 07/2024
Jpmorgan Securities Llc New York NY 08/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-26
S63 Uniform Securities Agent State Law Examination 2005-07-28
  • S66 Uniform Combined State Law Examination
    2017-01-26
  • S63 Uniform Securities Agent State Law Examination
    2005-07-28
Other Names
  • Annie Torres

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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