Lauren Fairley Nassau

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-08-10
IN	RA	APPROVED	2020-10-15
MI	RA	APPROVED	2011-11-01

NJ RA
APPROVED

Since 2026-08-10
IN RA
APPROVED

Since 2020-10-15
MI RA
APPROVED

Since 2011-11-01

Branch Locations

Wyckoff, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	South Bend	IN	05/2009	Present

05/2009 → Present

Lpl Financial, Llc

South Bend, IN

Previous Registrations

2004-03-25 → 2009-02-19

Ameriprise Financial Services, Llc

W. Conshohocken, PA

Marlton, NJ

Other Businesses

1. 12/6/2010: NASSAU WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/17/2012: THREE PILLARS WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 1/4/2021 - United Health Golden Rule, Ash Brokerage - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Broker - Started 09/30/2020 - 5 Hours Per Month/2 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-03-19

S66 Uniform Combined State Law Examination

2004-03-19

Other Names

Lauren Fairley Nassau
Lauren Fairley Nassau

View on SEC IAPD