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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2023-08-09 |
| TX | RA | APPROVED | 2023-08-09 |
Branch Locations
910 Cromwell Park Dr. Ste 103, Glen Burnie, MD 21061 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| M&T Bank | Severna Park | MD | 07/2003 | 11/2016 |
| M&T Securities | Severna Park | MD | 11/2003 | 11/2016 |
| Raymond James Financial Services, Inc. | Severna Park | MD | 11/2016 | 08/2023 |
| Fulton Bank | Severna Park | MD | 11/2016 | 08/2023 |
| Raymond James Financial Services Advisors Inc. | Severna Park | MD | 11/2016 | 08/2023 |
| Specific Solutions | Severna Park | MD | 11/2016 | 07/2023 |
| Fulton Financial Advisors | Severna Park | MD | 11/2019 | 08/2023 |
| Lpl Financial Llc | Glen Burnie | MD | 08/2023 | Present |
1) 08/09/2023 - Gibson Schuler Wealth Advisors - DBA for LPL Business (entity for LPL business)- Inv. Related - At reported business location(s) - start date 8/1/2023- 160hrs/mth - 2) 08/09/2023 - Real Estate Rental- Condo - co-owner- Inv. Related- Ocean City, MD - start date 5/9/2023- 0hrs
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-21 |
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