Laurie Anne Faille

Current Employers

F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-05-23
MA	RA	APPROVED	2019-01-17

TX RA
APPROVED

Since 2025-05-23
MA RA
APPROVED

Since 2019-01-17

Branch Locations

250 First Avenue Suite 201, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Proctor Financial	Sherborn	MA	06/2011	11/2018
F.L. Putnam Investment Management Co.	Needham	MA	12/2018	Present

06/2011 → 11/2018

Proctor Financial

Sherborn, MA
12/2018 → Present

F.L. Putnam Investment Management Co.

Needham, MA

Previous Registrations

2013-09-30 → 2018-12-20

Proctor Financial

Sherborn, MA

Other Businesses

LAURIE FAILLE PHOTOGRAPHY 27 DONALD AVENUE HOLDEN, MA 01520 NON INVESTMENT RELATED SOLE PROPRIETOR/PHOTOGRAPHER START 08/2001 TO PRESENT DEVOTES 10 HOURS PER MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS DUTIES INCLUDE CREATING AND PUBLISHING IMAGES.

Current Employers

F L Putnam Investment Management Co.

Disclosures

Employment History

Previous Registrations

Other Businesses

Designations

Other Firms

Other Investors

Other Offices

Reviews