Kristopher Cawthon

Employer firm

Newedge Advisors CRD 171351

$43.2B regulatory AUM 122 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2013 → 06/2024
  J.P. Morgan Securities Llc
  Dallas, TX
• 08/2013 → 06/2024
  Jpmorgan Chase Bank Na
  Dallas, TX
• 06/2024 → Present
  Newedge Securities Inc
  Pittsburgh, PA
• 06/2024 → Present
  Newedge Advisors
  New Orleans, LA

Previous Registrations

• 2013-08-12 → 2024-06-14
  J.P. Morgan Securities Llc
  Dallas, TX
• 2006-02-01 → 2012-08-01
  Chase Investment Services Corp.
  Dallas, TX
  Rowlett, TX
  Amarillo, TX
  Dallas, TX
  Garland, TX
  Dallas, TX
• 2005-02-03 → 2006-01-03
  Morgan Stanley Dw Inc.
  Dallas, TX
• 2004-02-28 → 2004-11-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

1. Mr. Cawthon conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Fortis Wealth Advisors, LLC. Mr. Cawthon is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. Start Date: 06/2024. 2. Cawthon Wealth Management*Fortis Wealth Advisors.*Yes Invest*Dallas, TX *RIA*6/7/24*Founder*Operations/Finance/Investments*160 hrs market 3. Fortis Wealth Advisors*Yes invest*Dallas, TX*RIA*6/7/24*Founder*Operations*160 Hrs trade/0 non trade

Exams

• S66 Uniform Combined State Law Examination
  2004-02-20

Other Names

• Kristopher G Cawthon
• Kris Cawthon
• Kristopher Glen Cawthon