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Current Employers
Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-04-05
  • OH RA
    APPROVED
    Since 2019-04-05

Branch Locations

Crystal Lake, IL • United States

2 Summit Park Drive, Suite Suite 210, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 12/2014 01/2017
Legend Advisory Corporation Palm Beach Gardens FL 01/2015 09/2019
Lincoln Investment Independence OH 01/2017 Present
  • 12/2014 → 01/2017
    Legend Equities Corporation
    Palm Beach Gardens, FL
  • 01/2015 → 09/2019
    Legend Advisory Corporation
    Palm Beach Gardens, FL
  • 01/2017 → Present
    Independence, OH
Previous Registrations
  • 2015-01-05 → 2019-10-04
    Legend Advisory, Llc
    Independence, OH
    Palm Beach Gardens, FL
  • 2002-10-07 → 2003-09-23
    Msi Financial Services, Inc.
    Broadview Hts, OH
Other Businesses

ROBERT F. PROVANCE POSITION: Agent NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 20 START DATE: 09/01/1998 ADDRESS: 2 Summit Park Drive, Ste 210, Independence OH 44131, United States DESCRIPTION: Sales and services of health insurance

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2011-06-03
S65 Uniform Investment Adviser Law Examination 1999-10-18
  • S63 Uniform Securities Agent State Law Examination
    2011-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-10-18
Designations

View on SEC IAPD

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