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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2015-06-18
  • NE RA
    APPROVED
    Since 2015-06-18

Branch Locations

2605 South 133Rd Plaza, Omaha, NE 68144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First National Bank Of Omaha Omaha NE 10/2012 Present
Raymond James Financial Services Omaha NE 06/2015 Present
Raymond James Financial Services Advisors Inc. Omaha NE 06/2015 Present
Previous Registrations
  • 2012-10-01 → 2015-06-18
    First National Capital Markets
    Papillion, NE
    La Vista, NE
    Bellevue, NE
    Omaha, NE
    Omaha, NE
  • 2011-01-03 → 2012-09-24
    Omaha, NE
    Bellevue, NE
    Omaha, NE
  • 2008-10-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Omaha, NE
    Papillion, NE
    Bellevue, NE
    Omaha, NE
  • 2007-10-18 → 2008-07-09
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
  • 2007-10-18 → 2008-07-09
    Td Ameritrade Investment Management, Llc
    Bellevue, NE
  • 2005-03-25 → 2007-10-02
    First Horizon Advisors, Inc.
    Omaha, NE
    Omaha, NE
  • 2004-02-10 → 2005-02-08
    Omaha, NE
Other Businesses

Name of Business: First Investments and Planning Address: 2605 S 133rd Plz, Omaha, NE, 68144, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/29/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Advisor in a bank branch

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-05
  • S66 Uniform Combined State Law Examination
    2004-02-05
Other Names
  • Matthew Ferguson
  • Matt Ferguson
  • Matthew R Ferguson

View on SEC IAPD

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