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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-16 |
| VA | RA | APPROVED | 2015-01-16 |
Branch Locations
1021 E Cary St [V2/V9-Rbo], Richmond, VA 23219 • United States
Mechanicsville, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Richmond | VA | 01/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Richmond | VA | 11/2016 | Present |
RICHMOND (SPCA) SOCIETY FOR THE PREVENTION OF CRUELTY TO ANIMALS; NOT INV. RELATED; RICHMOND, VA; FINANCE COMMITTEE MEMBER; START DATE 9/28/2023; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, OVERSEE THE ORGANIZATION FINANCIAL MANAGEMENT, REVIEW OPERATING BUDGET, REVIEW PERFORMANCE OF INVESTMENT MANAGER, REVIEW FINANCIAL REPORTING, CREATE AND MONITOR INTERNAL CONTROLS AND ACCOUNTABILITY POLICIES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-04-15 |
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