Phillip Wallace Poston

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-11-08
NC	RA	APPROVED	2023-10-27

SC RA
APPROVED

Since 2023-11-08
NC RA
APPROVED

Since 2023-10-27

Branch Locations

775 Spartan Blvd Ste 105, Spartanburg, SC 29301-1370 • United States

107 E Grover St, Shelby, NC 28150 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Craig, Barry & Poston, P.A.	Shelby	NC	01/2005	Present
Cetera Advisor Networks Llc	El Segundo	CA	01/2013	10/2023
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	10/2023
Lpl Financial Llc	Spartanburg	SC	10/2023	Present

01/2005 → Present

Craig, Barry & Poston, P.A.

Shelby, NC
01/2013 → 10/2023

Cetera Advisor Networks Llc

El Segundo, CA
06/2023 → 10/2023

Cetera Investment Advisers Llc

Schaumburg, IL
10/2023 → Present

Lpl Financial Llc

Spartanburg, SC

Previous Registrations

2023-06-29 → 2023-10-18

Cetera Investment Advisers Llc

Shelby, NC
2006-09-18 → 2023-06-29

Cetera Wealth Services, Llc

Shelby, NC
2005-04-21 → 2006-01-05

Lpl Financial Llc

Shelby, NC

Other Businesses

1) 09/2023 - Craig, Barry & Poston, P.A. / Tax Prep/Accounting/CPA / Investment Related / Shelby, NC / Start date 01/02/2020 - 300 Hrs per month - 100% Time Spent 2) 09/2023 - Building R12CS LLC / Real Estate Rental / Not Investment Related / NC 28150 / Start date 02/2/2021 - 15 Hrs per month - 50% Time Spent

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-04-20

S66 Uniform Combined State Law Examination

2005-04-20

View on SEC IAPD