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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-06-18
FL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2020-06-18
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

8151 Peters Road Suite 1700, Plantation, FL 33324 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Plantation FL 11/2003 03/2017
Massachusetts Mutual Life Insurance Company Plantation FL 07/2016 Present
Mml Investors Services, Llc Plantation FL 03/2017 Present
  • 11/2003 → 03/2017
    Metlife Securities Inc.
    Plantation, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Plantation, FL
  • 03/2017 → Present
    Plantation, FL
Previous Registrations
  • 2005-08-17 → 2017-03-25
    Msi Financial Services, Inc.
    Plantation, FL
    Plantation, FL
Other Businesses

(1)NAME: RICHARD IOLI INV REL: Y ADDR: 8151 PETERS RD SUITE 1700 PLANTATION FL 33324 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES/AGENT START: 09/2016 NO HRS/MO: 1 NO HRS/MO DUR SEC TRADING: 1 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, DISABILITY, FIXED ANNUITIES. (2)NAME: RBI JR INC INV REL: Y ADDR: 8151 PETERS RD SUITE 1700 PLANTATION FL 33324 NATURE: PASS THROUGH ENTITY POSITION: OWNER START: 02/1/2018 NO HRS: 2 NO HRS DUR TRADING: 0 DESCRIBE DUTIES: OWNER OF ENTITY USED FOR BUSINESS EXPENSE PURPOSES AND RECEIPT OF COMMISSIONS. (3)NAME: GRACELAND ADVENTURES, LLC INV REL: Y ADDR: RESIDENTIAL ADDRESS NATURE: LLC POSITION: MANAGER START: 4/19/2023 NO HRS: 1 NO HRS DUR TRADING: 0 DESCRIBE DUTIES: RESPONSIBILITY LIMITED TO SIGNING AUTHORITY. NO OWNERSHIP OR MANAGEMENT RESPONSIBILITY. (4)NAME: BLIND FRIGATE LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: OWNERSHIP OF LLC USED FOR PRIVATE BOAT POSITION: OWNER START: 07/23/2024 NO/HRS: 2 NO/HRS DUR TRADING: 1 DESCRIBE DUTIES: OWNERSHIP OF BOAT FOR PRIVATE USE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-11-02
  • S66 Uniform Combined State Law Examination
    2004-11-02
Other Names
  • Richard Ioli

View on SEC IAPD

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