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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-01
LA RA APPROVED 2017-01-30
OH RA APPROVED 2017-01-26
  • TX RA
    APPROVED_RES
    Since 2017-02-01
  • LA RA
    APPROVED
    Since 2017-01-30
  • OH RA
    APPROVED
    Since 2017-01-26

Branch Locations

202 N Market St, Wooster, OH 44691 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Wooster OH 09/2014 01/2017
Lpl Financial, Llc Wooster OH 01/2017 Present
Stratos Wealth Partners, Ltd Wooster OH 01/2017 Present
  • 09/2014 → 01/2017
    Voya Financial Advisors
    Wooster, OH
  • 01/2017 → Present
    Lpl Financial, Llc
    Wooster, OH
  • 01/2017 → Present
    Wooster, OH
Previous Registrations
Other Businesses

1) 08/24/2016 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 9/2016 - 160 hr/mth 2) 01/26/2017 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 3) 2/9/2017 - Stratos Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 9/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Stratos Wealth Partners, an independent investment advisor firm. I started this business activity in 8/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4) 6/12/2017 - Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start 06/12/2017 - 200 Hours Per Month/180 Hours During Securities Trading. 5) 6/26/2017 - Boreman, Norton, Cook Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 06/12/2017 - 200 Hours Per Month/180 Hours During Securities Trading. 6) 4/9/2018 - Nardone Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 07/03/2017 - 10 Hours Per Month/0 Hours During Securities Trading. 7) 11/09/2021 - OrrWest, LLC - Investment Related - Orrville, OH 44667 - Real Estate Rental - Start Date: 11/08/2021 - 2 Hours Per Month/2 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-20
  • S66 Uniform Combined State Law Examination
    2004-02-20

View on SEC IAPD

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