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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-15
  • NE RA
    APPROVED
    Since 2022-09-15

Branch Locations

200 S. 108 Ave, Omaha, NE 68154 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameritrade Bellevue NE 02/2004 12/2022
Charles Schwab And Co., Inc. Bellevue NE 12/2022 Present
  • 02/2004 → 12/2022
    Ameritrade
    Bellevue, NE
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    Bellevue, NE
Previous Registrations
  • 2016-06-01 → 2022-10-14
    Td Ameritrade, Inc.
    Omaha, NE
    Omaha, NE
    Omaha, NE
    Omaha, NE
  • 2016-06-01 → 2017-07-31
    Td Ameritrade Investment Management, Llc
    Omaha, NE
Other Businesses

1) Rent | Investment Related:No|4857 162nd ST |Omaha|Nebraska|68116|USA|Other|No title|5/24/2021|Less than 20|0.000000|This does not involve any addtional duties. She is just going to be paying us monthly to cover half the mortgage.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-31
S63 Uniform Securities Agent State Law Examination 2004-07-20
  • S66 Uniform Combined State Law Examination
    2016-05-31
  • S63 Uniform Securities Agent State Law Examination
    2004-07-20

View on SEC IAPD

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