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Jose De La Torre Ojeda

U.S. Bancorp Advisors, LLC

Saint Paul, MN

Highland, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2010-07-29
  • CA RA
    APPROVED
    Since 2010-07-29

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Highland, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc Highland CA 07/2010 Present
Previous Registrations
  • 2009-05-02 → 2009-05-15
    Chase Investment Services Corp.
    Irvine, CA
  • 2007-08-14 → 2009-05-02
    Wamu Investments, Inc.
    Irvine, CA
    Fullerton, CA
    Fullerton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
S63 Uniform Securities Agent State Law Examination 2004-03-18
  • S66 Uniform Combined State Law Examination
    2007-08-10
  • S63 Uniform Securities Agent State Law Examination
    2004-03-18
Other Names
  • Jose De La Torre
  • Jose De La Torre
  • Jose De Latorre Ojeda

View on SEC IAPD

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Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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