Richard Melton Ross

Current Employers

Employment History

• 11/2003 → 09/2025
  Avantax Investment Services, Inc
  Kennesaw, GA
• 05/2006 → 09/2025
  Avantax Advisory Services
  Kennesaw, GA
• 11/2003 → Present
  Ross Accounting & Financial Services Inc
  Kennesaw, GA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Kennesaw, GA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2006-05-30 → 2025-09-05
  Avantax Advisory Services
  Kennesaw, GA
  Kennesaw, GA

Other Businesses

1) Windmoor Rentals Partnership~3590 Cherokee Street, Suite #403~Kennesaw~GA~30144~Rental Property Owner/Management~Partner/General Partner~9/1/2013~2hrs~0hrs~Management. 2) Ross Tax Services LLC~3590 Cherokee Street, Suite #403~Kennesaw~GA~30144~Tax Preparation/Accounting~Tax Preparation/Accounting~9/1/2013~20hrs~0hrs~Tax Preparation and Management. 3) Ross Accounting & Financial Services, Inc~3590 Cherokee Street, Suite #403~Kennesaw~GA~30144~Tax Preparation/Accounting~President~11/24/2003~40hrs~30hrs~Tax Prep & Acctg. 4) LEGACY CAPITAL ADVISORS LLC POSITION: Independent advisor as sub-rep NATURE: Working as an independent advisor within the advisory umbrella of Legacy Capital Advisors LLC. Adhering to the guidelines and structure as established by Legacy Capital Advisors LLC but within the Broker Dealer arrangement of Avantax Wealth Management. INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 30 START DATE: 08/16/2023 ADDRESS: 3745 Cherokee St NW, Ste 702, Kennesaw GA 30144, United States DESCRIPTION: As an independent agent, I will be responsible for my own client activity and advisory/reporting operations to the extent this adheres to the Legacy Capital Advisors LLC and Avantax Wealth Management criteria.

Exams

• S66 Uniform Combined State Law Examination
  2003-11-24