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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-01-20 |
Branch Locations
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Indianapolis | IN | 12/1999 | Present |
| Schwab Private Client Investment Advisory, Inc. | Indianapolis | IN | 04/2015 | 01/2017 |
I3F - IMAGINATION X INSPIRATION X INNOVATION,NEW YORK, NEW YORK 10028, NOT INVESTMENT RELATED, 01/13/2012, MEMBER, BOARD OF DIRECTORS, RESPONSIBLE FOR OVERALL POLICY AND DIRECTION OF THE ORGANIZATION, APPROVE ORGANIZATION'S BUDGET, REVIEW EXECUTIVE DIRECTOR, LESS THAN 20 HOURS PER MONTH, 0 HOURS DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-31 |
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